Licenses

  • General Securities Principal (Series 24)
  • Municipal Securities Principal (Series 53)
  • General Securities Registered Representative (Series 7)
  • Uniform Securities Agent State Law Registration (Series 63)
  • SIE – Security Industry Essentials Examination
  • Municipal Securities Representative Examination (Series 52TO – Listed by FINRA due to prior qualifications)

New York State Notary Public & Apostille